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The Director of Prisons is appointed by the: |
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The Director of Prisons is supported by: |
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Assistant Director of Management Services Assistant Director of Support Services Assistant Director of Administrative Services Assistant Director of Facility Services Five Region Directors |
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Who manages inmate housing, classification, disciplinaries, diagnostic operations, inmate transportation, and the OPUS system? |
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Definition
Chief of Auxiliary Services |
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Who is responsible for long range facility planning, new construction, and both operational and inmate telephone systems? |
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Assistant Director of Facility Services |
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Who has overall responsibility for the security and operation of each region and direct supervision of Wardens, Administrators, and Superintendents. |
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Regions within the Division of Prisons are: |
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Eastern, Central, South Central, Piedmont, Western |
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The Warden, Administrator, or Superintendent is responsible for establishing a Written Plan describing the organization and units within the facility. The Plan should designate lines of responsibility, authority, support, and liasons. The Plan must be made available to all employees, and reviewed … |
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The Warden, Administrator, or Superintendent shall document in writing major developments such as major incidents, population data, assessment of staff and inmate morale, and major problems and solutions. This report is completed and forwarded to the Region Director and Division Director how often? |
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Each Correctional facility will be designated as … |
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Institution, Correctional Center, Residential Facility |
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Facilities with a large inmate population normally in excess of 500 beds, housing close, medium, and minimum security inmates is usually designated as … |
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Facilities characterized by relatively small inmate populations of less than 500 inmates that have a single mission with a security level of medium or minimum custody are designated as: |
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Which facility designated will be limited to Halfway House settings with a limited number of inmates and a program design focused on release preparation? |
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The NC Attorney General and the Department of Justice provide legal assistance and represents all departments, institutions, and agencies of the State. The Attorney General's Office defends all actions in the appellate division and appears in any other civil or criminal court matter which the State may be interested or a party. T/F |
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If an Independent investigation finds any DOP employee operating a motor vehicle while consuming enough alcohol to exceed the legal limit and endangering public safety for a first offense the employee will be issued a: |
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A second offense within 7 years of driving while intoxicated and exceeding the legal limits and endangering public safety is cause for what DOC action? |
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Definition
Dismissal (NOTE: Cursing Inmate = Dismissal & CJ Standards removal) |
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If a second offense for Driving while impaired occurs after 7 years from the first offense the Doc Action is: |
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Whenever it is brought to the attention of the division that an employee of DOP evades the payment of his/her lawful debts, or is financially irresponsible, such fact may be cause for: |
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Disciplinary action up to Dismissal |
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No State-owned property will be transferred or sold without written authorization from: |
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Definition
Auxiliary Services Director |
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Employees must treat all inmates with equal dignity and courtesy. No decision regarding discipline, transfer, work assignment selection, or rehabilitative programs will be made on the basis of race, creed, color, national origin, sex, disability, or political views. T/F |
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Abusive, indecent, or profane language in the presence of inmates is forbidden. Any employee who curses an inmate will be subject to disciplinary action up to and including dismissal and will not be eligible for reinstatement. T/F |
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If an employee is contacted by the family or close associate of an inmate, the employee will report this fact to … |
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DOP Employees working at the same workplace involved in personal/romantic/intimate relationships including dating for any length of time or engaging in intimate physical or sexual contact must report the existence of such a relationship in writing to whom? |
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Definition
High level authority at their workplace |
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If a DOP employee must report a relationship required by DOP Staff Relationship policy with another identified Division employee, the report must list: |
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Definition
No requirements to report personal details |
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DOP Employees who report the existence of a personal/romantic/intimate relationship will be asked to sign a form showing they received a copy of? |
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Definition
Unlawful Workplace Harassment policy |
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Term
Failing to report relationships required by policy is grounds for disciplinary action including dismissal. Personal/Romantic/Intimate relationships that must be reported are: |
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Definition
Cohabitation - living together or roomate Financial Relationships - such as joint ownership of property, vehicles, boats, or businesses. Family Relationships - who work at the same workplace such as parents, spouse, children, grandparents, aunts, uncles, neices, nephews. Romantic or Sexual Relationships - including dating for any length of time or engaging in intimate physical/sexual contact. |
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When relationships that must be reported by policy exist between a Supervisory (or Management) and subordinate level personnel, what is required? |
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Definition
A reassignment of one or both employees will be made |
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All Uniformed custody and food service staff will be required to carry a ____ while on duty. |
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A Navy colored Velcro nametape will be supplied by the facility/section and worn on the right side of the uniform, immediately above the pocket for all navy uniform shirts. The nametape should be stitched in shield gold lettering and limited to: |
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"Business Causual" is defined as attire that is less formal than Professional Attire but remains appropriate for a conservative office environment. T/F |
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"Professional Attire" is defined as appropriate for a conventional business setting such as men's and women's suits, sport coats, dresses, dress shirts, dress pants, ties, and halter tops. T/F |
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When an employee is in a court of law representing the agency in an official capacity, or attending official functions, the employee is expected to wear: |
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For non-uniformed personnel in Category II and III examples of unacceptable apparel is: |
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Definition
Overalls, jeans, wind suits, t-shirts, muscle shirts, shorts |
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Term
No more than ONE RING may be worn on each hand except a combination engagement and wedding band worn by female employees. Rings may NOT be worn on the thumbs. T/F |
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Male employees are NOT authorized to wear any form of earring while on duty. Female employees hair should be worn up and secured and must be a natural color. T/F |
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Which of the following in reference to hair is allowed? Rat tails, pony tails, Mohawks, racing stripes, sidewalls, braided, plaited, or carved figures Hair covering the ears Women with bangs showing, wearing a hat Spray on glitter or colors Uniformed staff with long hair to the beltline Short to mid length hair worn with no restrictions on the hair falling below the collar |
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Definition
Short to mid length hair worn with no restrictions on the hair falling below the collar |
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Fingernails for Category I & II may not extend beyond 2 inches and should be clear, translucent pastels, or beige's which are conservative. Ornaments & stick-ons can be worn. T/F |
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Definition
FALSE- 1/4"-Ornaments and Stick Ons are NOT Allowed |
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Term
The Policy & Procedure Manual does not prohibit the use of cosmetic make-up for Male DOP employees. T/F |
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Teachers and Educational personnel shall satisfactorily complete "BQT" training within 12 months of employment. The letters "BQT" means: |
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The Facility Head must provide access to Policy and Procedure Manuals 24 hours/7 days per week. How many Policy and Procedure Manuals must be made available? |
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Employees, the general public, and inmates can purchase policy and procedure manuals by contacting the Executive Services Section of DOP. No personal checks are accepted. Only certified checks or money orders payable to: Management Services Section, 831 Morgan Street, 4270 MSC, Raleigh, NC 27699-4270 T/F |
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The DOP Administrative Manuals must include an introduction or section that outlines the Central Manager responsible for the manual, it's purpose, and the procedures for development and review. Which is NOT a DOP Administrative Manual. Case Manager's Resource Manual Diagnostic Denter Procedural Manual Food Services Manual Health Care Manual Program Services Manual Religious Practices Manual Security Manual Standard Operating Procedures Manual |
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Definition
Standard Operating Procedures Manual |
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Each facility is responsible for developing facility policies and procedures for operating and maintaining the facility. The manual must be made accessible to all employees, volunteers, and the public. T/F |
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The Facility Standard Operation Procedures manual must be reviewed and updated by the Facility Head. Written documentation of the review must be sent to the Region Director and a copy filed in the facility's SOP Manual. How often must this manual be reviewed and updated? |
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The concept of Unit Management is to place inmates in close proximity to staff working with them so that staff and inmates are easily accessible to one another on a daily basis. Unit size may range up to 300 inmates. Unit populations in excess of 300 are not considered conducive to Unit Management in N.C. T/F |
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Term
The relationship between the Unit Mgr and the Shift OIC should result in joint discussions on security decisions. When the Unit Mgr and OIC disagree who will both refer to for a decision and final authority? |
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A Case Manager works under the direct supervision of the Assistant Unit Manager and is responsible for a case load of approximately: |
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Term
A Unit Plan written by the Unit Mgr and approved by the Superintendent describing the Unit's operation within parameters by Division policy & Institution procedures is required for Units. T/F |
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Definition
FALSE- Assistant Superintendent |
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Term
Within 6 months of appointment, new Unit Mgrs are encouraged to have 3 days on-site mentoring with a current Unit Mgr with training/mentoring at another facility. T/F |
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The Unit Mgr should have Unit Team Meetings with all Unit staff: |
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The Unit Mgr or designee should hold Town Hall Meetings involving inmates a minimum of: |
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The Unit Mgr has the authority to remove inmates from Disciplinary Segregation in accordance with facility procedures. T/F |
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The Unit Manager & Assistant Unit Manager will conduct formal documented inspections for safety, security, and sanitation on the following schedule: |
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Definition
Unit Mgr inspects monthly, Asst Unit Mgr inspects weekly |
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Term
The Unit Mgr is responsible for identification and referrals of Security Threat Group inmates to the institution Intelligence Officer and to ensure that unit team members monitor phone calls, visitation, and conduct searches involving validated STG inmates. T/F |
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For ASEG Unit Sgts can approve up to 3 Days, Unit Mgrs 3-15 days, beyond 15 days requires Institutional authorization, beyond 60 days requires DCC authorization. T/F |
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The Unit Mgr must endorse requests for Unit staff requesting moves to other units. T/F |
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Term
The overall coordination and supervision of training for DOP employees shall be the responsibility of: |
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Definition
Division Operations Manager for Training |
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Term
The Division Operations Manager for Training shall be assisted by Central Office Section Managers, Regional Training Coordinators, Correctional Training Specialists, The NC Justice Academy, The Office of Staff Development & Training, and the Community College System. T/F |
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Each facility should develop an Internal Advisory Training Committee composed of the facility Training Coordinator and a representative from each of the facility's operational areas. The committee will review progress and problems with the training plan and file a report to the Facility Head and Regional Training Coordinator. This committee will meet: |
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Term
All new DOP employees get _____ hrs of formalized Orientation training before job assignment. |
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Definition
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Term
All State Certified Correctional Officers shall receive training in which areas below? |
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Definition
Universal Precautions Occupational Exposure Lock-out, Tag-out Fire Safety Tool and Key Control Hostage situations Ethics and Professional Conduct Emergency Procedures Security and Contraband Orientation Prison Rape Elimination Act Unlawful Harrassment OC Pepper spray |
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Term
Newly hired Correctional Officers must complete 160 hrs Basic CO Training within: |
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Which of the following courses is NOT covered in Basic Correctional Officer training? |
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Term
Employees who fail to demonstrate competency in psychomotor skills courses in firearms, CRDT, CPR, in Correctional Officer Basic Training shall … |
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Definition
Return to facility for remedial training Not be allowed to take CO Basic Training Exam |
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After Remedial training for failure to demonstrate competency in psychomotor skills in BCO training the Officer will be rescheduled to retest in the failed area of training. If the Officer fails to show competency a second time, the Officer will be scheduled to complete BCO training in its entirety. If the Officer fails to demonstrate competency during the 2nd full session of BCO the Officer will be: |
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Failing the BCO Final Exam requires retesting after remediation and if the CO fails a second time the Officer will … |
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Retested after a full 4 weeks of BCO training |
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Term
Certified Employees who fail to qualify in firearms within the past 12 months shall not be issued a firearm except for training and requalification. Every Certified employee must requalify annually with the DOP standard Handgun, Rifle, and Shotgun. T/F |
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Certified Employees will be allowed 3 attempts per day to qualify with firearms. T/F |
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If a Certified employee fails to requalify with firearms a 2nd time the Facility Head/designee will: |
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If a Certified employee fails to requalify with firearms a 3rd time the Facility Head/designee will: |
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Issue a 2nd Written Warning |
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If a Certified employee fails to requalify with firearms a 4th time the Facility Head/designee may: |
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All attempts at firearms requalification should be completed within how long after the initial requalification failure? |
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Term
How many hours of Orientation and Annual In-Service training is required for Clerical/Support Employees who have minimal contact with inmates? |
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Definition
40 hrs Orientation - 16 hrs annual In-Svc |
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Term
How many hours of Orientation and Annual In-Service training is required for Certified Employees? |
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Definition
40 hrs Orientation - 40 hrs annual In-Svc |
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Term
Part time and contractual employees shall receive formal orientation to include: |
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Definition
Fire Safety Contraband Control Emergency Procedures Staff-Inmate Relations - Professional Boundaries Prison Rape Elimination Act Orientation |
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Term
The Quality Assurance Manager of OSDT is responsible for the evaluation of all Orientation, Basic, and In-Service training in DOC and must submit written reports annually to the Director of Prisons. T/F |
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Employees who instruct accredited training classes shall have completed a minimum of 80 hours of General Instructor Training approved by the NC Criminal Justice Education and Training Standards Commission. T/F |
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Term
Employees are encouraged to seek training from external agencies such as : |
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Definition
National Institute of Corrections (NIC) American Correctional Association (ACA) U.S. Dept of Justice NC Office of Personnel Dept of Public Instruction NC Justice Academy NC Board of Nursing Area Health Education Centers Division of Community Colleges |
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Prior to seeking approval for training from external agencies employees must exhaust the resources of the DOP Office of Staff Development & Training (OSDT), NC Justice Academy, NC Community Colleges, and other sections of DOC. T/F |
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DOP will reimburse expenses for training to correct documented performance deficiencies for ratings of Below Good (BG) or Unsatisfactory on the most recent work performance appraisal. T/F |
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Employees MUST NOT commit to serve on boards, committees or to hold office in professional associations or organizations that require expenditure of state funds without the express written approval of … |
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Employee Training Request (OSDT-2) must be submitted to approving authority: |
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Upon approval of a training request (OSDT-2), a Training Evaluation (OSDT-29A), and the approved OSDT-2 will be given to the requesting trainee. To get training credit upon completion of training the employee must submit the completed OSDT-29A and OSDT-2 to: |
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In-Service Training Mgr of OSDT |
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Request for Out-of-State travel and/or reimbursement of expenses in the excess of $1,000 requires approval from the Office of the Secretary of Correction. T/F |
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SERT team letters stand for: |
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The State Emergency Response Team |
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SERT is a team of designated representatives or each department, agency, commission, or office of State Government that is charged with Emergency Management responsibilities. T/F |
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Term
By direction of the Governor who serves as Chief Coordinating officer for State Emergencies? |
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Definition
Secretary of Crime Control & Public Safety |
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Who is responsible for providing the Division of Emergency Management with a current list of SERT representatives for DOC? |
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Definition
Emergency Preparedness Coordinator |
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Term
The SERT representatives for DOC and DOP are: |
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Definition
Director of Prisons Assistant Director of Management Services Chief and Asst Chief of Security Security Specialists for STG, Hwy Road Squads, and Specialized Team Coordinator Emergency Preparedness Coordinator ACA Accreditation Manager Chief of Auxiliary Services Executive Officer, Management Services Region Operations |
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Term
Promotional Examination eligibility for Sergeant and Lieutenant is based on 3 criteria: |
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Definition
Time in grade, work performance, disciplinary-free service |
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Term
To be eligible for the Sergeant's exam employees must have 2 years of continuous employment in the positions of Correctional Case manager, Food Service officer, Correctional officer, or any other certified State Correctional Officer job class or higher. T/F |
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Promotional Examination eligibility for Sergeant and Lieutenant requires: |
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Definition
Overall TAP rating of "Good" No Written Warning in 18 months |
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To be eligible for the Lieutenant's exam employees must have 2 years of continuous employment in the positions of Sergeant, Program Supervisor, Food Service Manager I, Assistant Unit Manager, or any other certified State Correctional Officer job class or higher than Sergeant. T/F |
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The Office of Staff Development and Training sends announcement letters to regions how many weeks before the exam and the Who is responsible for posting the notice. |
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Definition
15 weeks - Superintendent |
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All applications must be submitted to the Facility Administrator no later than how long before the exam date. |
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Exceptions of 60 days for Sergeant and 120 days for Lieutenant's exam for the required time in grade are: |
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Employees serving in an acting capacity for the position Overall TAP rating of "VG" Facilities lacking an applicant pool for the job Affirmative Action or EEO concerns |
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After exam review and approval the Region Director will forward the approved application and request for exception to time in grade to the Division Training Coordinator for submission to the Office of Staff Development & Training with a copy to the DOC Personnel office. T/F |
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To withdraw from the examination, employees shall contact the exam administrator in the office of ____. |
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Curriculum Manager - Friday prior to the exam |
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Term
Failure to withdraw an application for the promotional exam may negate opportunity to take the next exam and failure to appear a second time will require: |
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Definition
Employee not be allowed to take the next scheduled exam |
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Term
Region Directors and Facility Administrators are responsible for ensuring that a minimum of 16 hours of promotional exam training consistent with the OSDT lesson plan is made available to all eligible applicants. T/F |
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Eligible personnel may choose not to participate in pre-examination training and prepare on their own initiative but must … |
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Sign a statement releasing the facility of pre-examination responsibility |
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A score of 80% is required to pass the Sergeant and Lieutenant's exams and the OSDT Web Site will have a list of all employees who have passed the exams. T/F |
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Separation from a certified State Correctional Officer position for more than ____ will terminate promotional exam eligibility, but if the separation is within ____ of separation date the employee may request the Facility Administrator reinstate their eligibility. |
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Extended Leave Without Pay (LWOP) that has been authorized by DOP shall not be considered as separation from a certified State Correctional Officer position for the purpose of examination eligibility. T/F |
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Separation from a certified State Correctional Officer position as a result of Reduction in Force shall not be considered as separation for the purpose of promotional exam consideration. T/F |
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Personnel who fail the examination 3 or more times shall be required to: |
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Definition
Contact the local community college to determine reading comprehension levels Enroll and complete reading comprehension courses at the 9th grade level before retaking exam |
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Exam test results will be distributed no earlier than ____ and no later than ____ from the date of the examination. |
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State law requires that employment preference be given for having served in the Armed Forces but no points will be added to the promotional examination scores of veterans. T/F |
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