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DAU PMT 352B Exam 4 Part 5
DAU PMT 352B Exam 4 Part 5
90
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Graduate
11/09/2011

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Cards

Term
Contract Change Clause
Definition
Changes in quantity generally not authorized by change clause. Authorized if change is within general scope of existing contract
Term
Change Order
Definition

Allows the contracting officer to issue a unilateral change to the contract as long as the change is within the scope of the contract and is

  • change to drawings, designs or specs
  • method of shipping or packing
  • place of delivery
Term
Production & Deployment
Definition
What phase in the acquisition life cycle must have operational supportabillty?
Term
Authorization
Definition
HASC / SASC
Term
Authorization (HASC/SASC)
Definition
  • Authorizes programs and targets dollars to fund those programs
  • Different versions are reconciled in a House-Senate conference on defense authorization (National Defense Authorization Act)
  • Contains programs, target dollars, new policy items
Term
Appropriation
Definition
HAC / SAC
Term
Appropriation (HAC  / SAC)
Definition
  • Each marks up the Appropriations Bill and sends it on for passage by its respective House
  • House-Senate confernece committe on defense appropriation meets to hammer out a common bill
  • Bill goes back to the House and Senate for passage and then on to the President for signature
Term
Appropriation and Authorization
Definition
What is the enactment process?
Term
HAC/SAC
Definition

Which is more powerful?

HAC/SAC or HASC/SASC?

Term
Apportionment
Definition
Office of Mangement and Budget (OMB) provides budget authority to agencies of the federal government
Term
Office of Management and Budget (OMB)
Definition
Who provides budget authority to agencies of the federal government
Term
Allotment
Definition
Agencies in turn allocate budget authority down to their subordiante elements
Term
Usually quarterly
Definition
When do agencies for allotment turn allocated budget authority down to their subordinate elements?
Term
Appeal
Definition
What is the established procedure for Congressional Marks made by defense committees on Authorization and Appropriation during the enactment process?
Term
President's Budget
Definition
What budget is where appeal amount can be up to but not over that
Term
Same Phase (Approrpration or Authorization)
Definition
Appeals must be kept in what?
Term
President's Budget
Definition
We work for whose budget?
Term
Cuts in quanitites, manpower, policy language
Definition
What other things can be appealed besides money?
Term
Misappropriation
Definition
Use of one of the procurement appropriations for an effort that should properly be funded with one of the Research, Development, Test & Evaluation (RDT&E).
Term
Apportionment Process
Definition
The first step in the budget execution process is distribution of funding provided by appropriation acts to the federal agenices (DOD) that originally requested it. 
Term
USD (Comptroller)
Definition
During the apportionment process, who allocates DoD's budget authority to various military services and defense agencies based on appropriations made by Congress
Term
Misappropriation Act
Definition
Deals with the application of monies approrpriate by Congress, requires funds to be used only for the programs and purposes for which the approrpriatoin is made.
Term
Anti-Deficinciency Act
Definition
  • Affects spending obligations at the acty level
  • Prohibts anyone from making or authorizing an obligation in excess of the amount available in an appropriation or in excess of the amount permitted by agency regulations
  • Forbids the government from obligating funds in advance of appropriations
  • Requires an administrative control system
Term
Bona-Fide Need Rule
Definition
Requires appropriated funds be used only for goods and services for which a need arises duirng the period of the appropriation's availabilty for obligation. 
Term
Bona-Fide Need Rule
Definition
The balance of the appropriation or fund limited for obligation to a definite period is available ony for payment of expenses properly incurred during the period of availabilty. or to complete contracts properly made with that period of availabilty and obligates.
Term
CPI Cost Performance Index
Definition
How much actual work are we getting for each dollar
Term
SPI Scheduled Performance Index
Definition
How efficient is the contractor in terms of schedule
Term
CPI
Definition
BCWP/ACWP
Term
SPI
Definition
BCWS/BCWP
Term

SPI = Schedule Efficiency

 

The program is currently behind schedule

Definition
What is SPI <1.0
Term

CPI cost efficiency - how much work is done per dollar spent

 

Program is currently over budget

Definition
What is CPI < 1.0
Term
Favorable
Definition
greater than 1
Term
unfavorable
Definition
less than 1
Term
Mangement Reserve is a part of the Contractor's budget and is negotiated at contract. It belongs to the contractor.
Definition

Estimate at Completion: TAB=BAC + Management Reserve

 

Term
Reprogramming
Definition
The "realignment" of budget authority from a purpose for which appropriated to finance another (usually emergent) requirement
Term
Reprogrammed
Definition
Only funds "currently available" for obligation can do this and  it has to be in the current execution year
Term
Congress
Definition
Who approves a reprogramming of a transfer?
Term
Transfer
Definition
Occurs when a reprogramming action results in movment of budget authority from one appropriation to another (i.e. O&M Army to O&M Navy, A/C Procurement USAF to RDT&E USAF)
Term
Reprogramming
Definition
Using funds for the purpose other than that contempated by Congress when the funds were appropriated. Such actions do not represent requests for additonal funds from Congress, rather they involve the reallocation of resources within the overall budget authority already appropriated.
Term
Congressional Prior Approval
Definition
  • Procurement Quantity increase
  • Affects item of special congressional interest
  • Exceeds specific $$ thresholds (i.e. SECDEF general transfer authority or BTR threshold)
  • Establishes a new program
  • Involves the termination of an approved program
  • Usually done by services as part of annual omibus reprogramming submission
  • New procurement line item equal to or greater than $20M
  • New RDT$E program of $10M or more
Term
Congressional Prior Approval
Definition
To do a procurement quantity increase who approves?
Term
Internal Reprogramming
Definition
  • Requires apporval of USD (Comptroller)
  • No change in purpose
  • Documents realignment of funds to a different line item
  • May be used to correct mistakes in appropriations
  • Does not mean internal to an acquisistion program
Term
Congressional Notification
Definition
  • Requires a 30 day notification to Defense Committees
  • No action until 30 days after such notification
  • Establishes a new program
  • Est new procurement program including mods costing less than <$20M for the entire effort
  • Est new development effort costing less than <$10M or more for the entire effort
  • Initiation of safety modifications less than <$20M
  • Terminination of programs falling below BTR amounts
Term
Safety program and safety modifications
Definition
For Congressional Notification, what costs less than $20M for the entire effort can be initiated in advance of notification to Congress?
Term
Internal Reprogramming
Definition
Is requested on DD Form 1415-3 and requires approval by the USD (C) Comptroller
Term
Internal Reprogramming
Definition
Creates an audit trail and documents actions that do not involve changes from the purposes and amounts justified in the budget presentations to Congress or to funds Congress added to programs during the enactment process
Term
Internal Reprogramming
Definition
This is done to reclassify funds for proper execution in a different line item or appropriation than that approrpriated.
Term
Below Threshold Reprogramming (BTR)
Definition
This reprogramming is approved by the individual service and Defense agencies
Term
Below Threshold Reprogramming (BTR)
Definition
This reprogramming is used when it doesn't meet the criteria for prior approval or internal.
Term

Below Threshold Reprogramming (BTR)

RDT&E

Definition

Max into: Lesser of +$10M or 20%

Max out: Lesser of -$10M or 20%

Term

Below Threshold Reprogramming (BTR)

Procurement

Definition

Max Into: Lesser of +$20M or 20%

Max Out: Lesser of -$20M or 20%

Term

Below Threshold Reprogramming (BTR)

O&M

Definition

Max Into: +$15M

Max Out: none

Term

Below Threshold Reprogramming (BTR)

MILPERS

Definition

Max Into: +$10M

Max Out: None

Term

Below Threshold Reprogramming (BTR)

MILCON

Definition

Max into: Lesser of +$2M or +25%

Max Out None

Term
RDT&E
Definition
2 years
Term
Procurement
Definition
3 years
Term
OM&N and MILPERS
Definition
1 year
Term
MILCON
Definition
5 years
Term
Defense Production Act
Definition

is the President’s primary authority to mobilize resources and expedite critical industrial items from the private sector.

does not require an emergency declaration

Term
Special Priorities Assistance (SPA) Form BIS-999
Definition

Requests for assistance are submitted through the relevant Delegate Agency using what form? for the following: 

An urgent need for the item

The applicant has made a reasonable effort to resolve the problem

Timeliness to allow for solution

 

Term

SPA may be provided for any reason in support of the DPAS regulation but is usually provided in these types of situations

 

Definition

 

What is the below pertain to?

1) Difficulty in obtaining delivery against a rated order by the required delivery date

2) Inability to locate a supplier to fill a rated order

3) Ensuring rated orders receive preferential treatment by suppliers

4) Resolving production or delivery conflicts between various rated orders

5) Assisting in placing rated orders with suppliers

6) Verifying the urgency of rated orders

7) Determining the validity of rated orders

Term
No, DPAS cannot be used to force a contractor to produce an item they no longer produce or for one that they want to cease production indefinitely; however there are short term administrative actions that can be taken to provide a “bridge” while a new supplier is qualified.
Definition
Can DPAS be used to “force” a contractor to produce an item they no longer manufacture or no longer want to manufacturer?
Term
Privity of Contract
Definition
Is defined as the legal relationship and responsibilities between parties to the same contract
Term
Prime
Definition
Government has privity with whom?
Term
sub contractor
Definition
The prime has privity with whom
Term

RDT&E: 2 years

Procurement: 3 years

OMN and MILPERS: 1 year

MILCON: 5 years

Definition
Each approrpriation has a legal time limit within which to obligate funds ... what are the time periods
Term
Phase 1: Current Accounts (1-5 years)
Definition
Available for new obligations, increased scope on existing obligations, payments and adjustments
Term
Phase 2: Expired Accounts (5 years)
Definition

Available for payments and adjustments (up or down) to existing obligations. 

 

Not available for new obligations or increased scope on exisitng obligations

Term
Phase 3:  Closed/ Cancelled Account 10 years
Definition

No longer available for payments or obligations

 

Adjustments and payments are charged to currently available appropriation of same type, up to lesser of 1% of currently available appropriation or unexpended balance of closed appropriation.

Term
Variation
Definition

defined as any unwanted condition or as the difference between a current and a desired end-state

Term
Common Variations
Definition

Machine vibration, vibration, temperature fluctuations, raw material variations, human variation in setting control dials.

 

If these causes of variation are present, the output of the process forms a distribution that is stable over time and is predictable.

 

Need management to resolve since process change is required.

Term
Special Variations
Definition

Anything that causes variations that are not part of the stable process.

 

batch of defective material, bad set-up, human error, Human error, Incorrect recipe, Blown gasket, earthquake.

 

If these causes of variation are present, the process output is unstable over time and is not predictable.

 

Resolved by local workers. 

Term

special cause,assignable cause, or unnatural cause

common cause, random cause, or natural cause)

 

 

Definition
Anything that causes variations that are not part of the stable process is called a ____ _____.  (Variations that are part of a stable process are therefore called a ____ _______
Term
Control Limits
Definition
This tell us where the measurements in a stable process should fall
Term

Tightening Specification Limits will solve

Definition

This will solve:

 

-- Amount of Defective Product Delivered to Customer

 

 

 

 

Term

Tightening Specification Limits Will NOT solve

 

Definition

This  Will NOT solve

 

-- Physical Causes of the Variations that are the defects

-- Costs of scrapping/reworking defects

-- Final Costs to the Customer of Bad processes & products

 

 

 

Term
Processes
Definition

Must Have what that are are simultaneously Capable Of Providing product that meets Specification Limits, AND that are In Control,  i.e. where the  process outputs are Repeatable and Predictable, given consistent inputs

 

Term
5 M's / Fishbone diagram
Definition
Variation sources can include what?
Term

Process Control versus Capability

1. Capable / In Control

2. Capable / Not in Control

3. Not Capable / In Control

4. Not Capable / Not in Control

Definition
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Term
Sources of Variation
Definition

Engineering Changes

Requirements and Specifications

Material Properties

Service Environment

Mission Profile

Manufacturing Process

Measurement System

-Tooling

Term
Statisitical Process Control
Definition
A way to monitor and understand the behavior of a process.
Uses statistics to give feedback on abilities and limitations
Help to make economical decisions about causes that affect the process
Term
Statistical Process Control
Definition

Focuses attention on detecting and monitoringprocess variation over time

Distinguishes special from common causes of variation, as a guide to local or management action

Provides a common language for discussing process performance

 

Term
Statistical Process Control
Definition
Is a way to monitor and understand a process in order to reduce inherent variablity
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