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Series 7 - Direct Participation Programs

Understanding the specifics of DPPs, Distinguishing a limited partner from a general partner, Looking at the different types of DPPs

Author: rh256  Cards: 36  Subject: Finance  Level: Professional  Created: 09/07/11 

Series 7 - Packaged Securities

comparing closed-end funds to open-end funds, understanding face-amount certificate companies and UITs, Reviewing REITs, Looking at annuities

Author: rh256  Cards: 39  Subject: Finance  Level: Professional  Created: 08/30/11 Rating: 1/5 

Series 7- Municipal Bonds: Local Government Securities

Understanding municipal bonds, comparing general obligation bonds to revenue bonds, other types of munis, recognizing sources of muni information

Author: rh256  Cards: 71  Subject: Finance  Level: Professional  Created: 08/20/11 

Series 7-Debt Securities: Corporate and U.S Government Loans

Understanding the specifics of bonds, examining securities issed by the U.S government, looking at short term bonds

Author: rh256  Cards: 67  Subject: Finance  Level: Professional  Created: 08/19/11 

Series 7 - Corporate Ownership: Equity Securities

Understanding the types of equity securities, comparing common stock to preferred stock, Calculating certain values for stock questions

Author: rh256  Cards: 44  Subject: Finance  Level: Professional  Created: 08/18/11 

Series 7 - Underwriting Securities

understanding the specifics of registering securities, recognizing securities underwriters, knowing the types of offerings, spotting exempt securities

Author: rh256  Cards: 60  Subject: Finance  Level: Professional  Created: 08/18/11 

 

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